NASDAQ$UPST

Upstart Holdings Inc · Q1 2021 earnings

Q1 2021 earnings · · Investor relations

Briefing

Upstart reported a combination of growth and profits, driven by the advantages of AI in lending.

Upstart announced strong first quarter 2021 financial results, with total revenue of $121 million, a 90% increase from the first quarter of 2020. The company's AI lending platform facilitated 169,750 loans totaling $1.73 billion. GAAP net income was $10.1 million, and adjusted EBITDA was $21.0 million.

  • Total revenue was $121 million, up 90% year-over-year.
  • Bank partners originated 169,750 loans, totaling $1.73 billion, an increase of 102% year-over-year.
  • GAAP net income was $10.1 million, compared to $1.5 million in the same quarter of the prior year.
  • Adjusted EBITDA was $21.0 million, up 472% year-over-year.

Headline financials

Total Revenue

$121M

Previous: $67.2M+80.4%
EPS (adj)

$0.22

Previous: $0.10+118.7%
Loans Originated

169.8K

Previous: 0
Conversion Rate

22.0%

Previous: 14.0%+57.1%
Capital Expenditures

-$267K

No prior period
Free Cash Flow

$9.84M

No prior period
Net Income

$10.1M

Previous: $1.48M+582.6%
Operating Income

$15.6M

Previous: $3.81M+309.0%
Gross Profit

$121M

Previous: $58.4M+107.6%
Cash & Equivalents

$257M

No prior period
Total Assets

$489M

No prior period
Stock-Based Comp

$8.62M

No prior period

Revenue & EPS history

Upstart · Revenue · Quarterly

$121M

Q1 2021+80.4%vs Q1 2020
Beat estimate in 7 of 11 quarters(64%)
ActualEstimate

Revenue by segment

Upstart · $116M total across 1 segment · Q1 2021

  • Servicing & Other Fees
    $116M+70.8%

Forward guidance

For the second quarter of 2021, Upstart expects revenue of $150 to $160 million, contribution margin of approximately 44%, net income of $8 to $12 million, adjusted net income of $21 to $25 million, and adjusted EBITDA of $23 to $27 million. For the 2021 fiscal year, Upstart now expects revenue of approximately $600 million and contribution margin of approximately 42%, and continues to expect adjusted EBITDA margin of approximately 10%.

Tailwinds

  • Revenue of $150 to $160 million for Q2 2021
  • Contribution Margin of approximately 44% for Q2 2021
  • Net Income of $8 to $12 million for Q2 2021
  • Adjusted Net Income of $21 to $25 million for Q2 2021
  • Adjusted EBITDA of $23 to $27 million for Q2 2021

Historical earnings impact

How earnings announcements have historically affected this stock's price.

Avg. return before/after earnings

Based on 20 quarterly earnings reports · overlaid with Q1 2021

Historical avgQ1 2021

+4.9%

Avg return

Earnings day

+9.4%

Avg return

5 days after

+11.7%

Avg return

30 days after

42%

10 / 24 earnings

Positive

+91.7%

Q4 2020

Best reaction

-59.9%

Q1 2022

Worst reaction

Earnings price reactions
QuarterReport dateReaction (Day 0)+5 days+30 days
Q1 2026-8.1%-7.9%-4.6%
Q4 2025-15.0%-21.3%-32.3%
Q3 2025-9.7%-16.2%+1.1%
Q1 2025-9.6%+3.0%+5.7%
Q4 2024+31.8%+22.4%-27.9%
Q3 2024+50.1%+28.6%+42.9%
Q2 2024+39.8%+52.2%+50.0%
Q1 2024-10.3%-1.4%+4.3%
Q4 2023-25.4%-26.2%-34.5%
Q3 2023-27.0%-28.8%+15.6%
Q2 2023-34.5%-35.5%-38.8%
Q1 2023+41.8%+22.5%+144.8%
Q4 2022+34.2%+13.9%-1.8%
Q3 2022-8.4%+21.1%-7.9%
Q2 2022-3.9%+17.4%-10.0%
Q1 2022-59.9%-54.5%-48.3%
Q4 2019-13.7%-19.5%-10.1%
Q4 2021+41.5%+24.3%+11.4%
Q3 2020-5.0%-5.7%-34.7%
Q3 2021-23.3%-21.0%-46.3%
Q2 2020+12.8%+19.2%+51.8%
Q2 2021+24.8%+48.2%+111.1%
Q1 2021+4.1%+17.2%+66.0%
Q4 2020+91.7%+174.6%+74.3%
Q1 2020
Q3 2019

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