NASDAQ$FISI

Financial Institutions Inc · Q3 2021 earnings

Q3 2021 earnings · · Investor relations

Briefing

Reported strong third quarter results driven by positive economic trends and organic growth.

Financial Institutions, Inc. reported a strong third quarter with net income of $17.2 million, an increase from $12.3 million in the third quarter of 2020. The company benefited from a $541 thousand credit loss recovery and saw growth in its loan portfolio, excluding PPP loans. Noninterest income was strong, driven by insurance and wealth subsidiaries, resulting in an efficiency ratio of 58%.

  • Net income for the quarter was $17.2 million, compared to $12.3 million in the third quarter of 2020.
  • Pre-tax pre-provision income for the quarter was $21.2 million, an increase of $1.9 million from the third quarter of 2020.
  • Excluding the impact of Paycheck Protection Program loans, the total loan portfolio grew by 2.2% from June 30th.
  • SDN insurance subsidiary completed a bolt-on transaction in August, acquiring an employee benefits business.

Headline financials

Total Revenue

$50.4M

Previous: $47.9M+5.1%
EPS (adj)

$1.05

Previous: $0.74+41.9%
Efficiency Ratio

57.8%

Previous: 60.3%-4.2%
Common Equity to Assets

8.5%

No prior period
Tangible Common Equity Ratio

7.3%

No prior period
Leverage Ratio

8.4%

Previous: 8.4%-0.7%
CET1 Capital Ratio

10.2%

Previous: 10.2%+0.5%
Tier 1 Capital Ratio

10.7%

Previous: 10.7%+0.0%
Total Capital Ratio

13.3%

Previous: 12.7%+4.0%
Capital Expenditures

-$8.36M

Previous: -$2.8M-198.5%
Free Cash Flow

$31.1M

Previous: $17.5M+77.8%
Net Income

$17.2M

Previous: $12.3M+39.9%
Operating Income

$32.6M

Previous: $24.3M+34.4%
Gross Profit

$50.4M

Previous: $43.9M+14.8%
Cash & Equivalents

$288M

Previous: $282M+2.3%
Total Assets

$5.62B

Previous: $4.96B+13.4%
Stock-Based Comp

$538K

Previous: $289K+86.2%

Revenue & EPS history

Financial Institutions · Revenue · Quarterly

$50.4M

Q3 2021+5.1%vs Q3 2020
Beat estimate in 10 of 16 quarters(63%)
ActualEstimate

Revenue by segment

Financial Institutions · $11.7M total across 9 segments · Q3 2021

  • Investment Advisory
    $2.97M+21.5%
  • Card Interchange
    $2.12M
  • Insurance Income
    $1.86M+37.4%
  • Deposit Fees
    $1.5M+19.8%
  • Other
    $1.07M+4.9%
  • COLI Income
    $776K+65.1%
  • Limited Partnerships
    $694K+761.0%
  • Loan Sale Gains
    $600K-62.0%
  • Loan Servicing
    $105K+114.3%

Historical earnings impact

How earnings announcements have historically affected this stock's price.

Avg. return before/after earnings

Based on 20 quarterly earnings reports · overlaid with Q3 2021

Historical avgQ3 2021

+0.8%

Avg return

Earnings day

+2.4%

Avg return

5 days after

+2.7%

Avg return

30 days after

64%

42 / 66 earnings

Positive

+12.3%

Q3 2020

Best reaction

-15.4%

Q1 2020

Worst reaction

Earnings price reactions
QuarterReport dateReaction (Day 0)+5 days+30 days
Q1 2026+1.5%-0.4%+3.5%
Q4 2025+0.2%+5.6%-4.7%
Q3 2025+9.4%+9.2%+11.3%
Q2 2025-2.3%-1.7%+2.5%
Q1 2025+5.8%+8.9%+6.9%
Q4 2024-2.9%+0.4%-15.2%
Q3 2024-6.2%-4.4%+8.9%
Q2 2024+8.6%+16.1%+9.2%
Q1 2024-1.0%-3.1%+1.2%
Q4 2023-6.7%-5.2%-18.3%
Q3 2023+0.0%+1.9%+14.9%
Q2 2023+9.4%+5.7%-2.4%
Q1 2023+0.4%-0.3%-4.4%
Q4 2022+2.3%+6.0%+3.5%
Q3 2022-1.0%-7.7%-3.0%
Q2 2022-0.5%-2.1%-0.7%
Q1 2022-1.1%-2.2%-2.0%
Q4 2021+1.9%+1.7%+0.5%
Q3 2021+2.4%+3.4%-0.3%
Q2 2021+0.7%+4.1%+10.1%
Q1 2021+5.4%+9.9%+8.2%
Q4 2020+1.2%+10.7%+21.0%
Q3 2020+12.3%+19.1%+32.1%
Q2 2020+4.5%+6.3%+17.3%
Q1 2020-15.4%-18.6%-14.2%
Q4 2019+2.4%+1.8%-10.6%
Q3 2019+3.1%+3.3%+5.8%
Q2 2019+4.2%+3.0%-1.4%
Q1 2019+0.6%+2.9%-3.5%
Q4 2018+0.4%+1.4%+11.1%
Q3 2018+4.1%+8.1%+9.6%
Q2 2018-0.9%-2.9%+0.3%
Q1 2018+0.3%+0.2%+2.5%
Q4 2017+2.3%+3.4%-0.2%
Q3 2017+4.2%+9.5%+6.8%
Q2 2017-2.6%-2.8%-9.4%
Q1 2017-1.9%-3.2%-10.0%
Q4 2016+3.2%+5.3%+8.3%
Q3 2016+2.4%+2.9%+16.1%
Q2 2016+0.3%-0.1%-1.7%
Q1 2016+3.0%
Q4 2015+0.4%
Q3 2015+2.4%
Q2 2015-0.8%
Q1 2015+2.7%
Q4 2014-1.4%
Q3 2014-0.9%
Q2 2014-3.8%
Q1 2014-0.5%
Q4 2013+1.1%
Q3 2013+3.8%
Q2 2013+0.3%
Q1 2013-2.3%
Q4 2012-0.2%
Q3 2012-2.8%
Q2 2012+0.9%
Q1 2011+0.6%
Q1 2012+4.3%
Q4 2010+1.7%
Q4 2009+1.7%
Q4 2011+1.7%
Q3 2010-4.4%
Q3 2011-4.4%
Q2 2011+1.6%
Q2 2010+1.6%
Q1 2010-1.9%

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