NASDAQ$FISI

Financial Institutions Inc · Q3 2020 earnings

Q3 2020 earnings · · Investor relations

Briefing

Financial results reported a decrease in net income but a record pre-tax pre-provision income due to growth in net interest income and diversified revenue streams.

Financial Institutions, Inc. reported a net income of $12.3 million for the quarter ended September 30, 2020, compared to $12.8 million for the third quarter of 2019. The company achieved a record pre-tax pre-provision income of $19.2 million, driven by growth in net interest income and diversified revenue streams. The results reflect approximately $1.6 million of non-recurring expenses related to branch closures and a staffing reduction.

  • Net income for the quarter was $12.3 million, a slight decrease compared to the third quarter of 2019.
  • Pre-tax pre-provision income reached a record high of $19.2 million for the quarter.
  • The company experienced growth in the commercial mortgage portfolio (5.4%), residential real estate loans (2.0%), and consumer indirect loans (1.5%).
  • Net interest margin remained relatively constant at 3.22%, despite impacts from Federal Reserve interest-earning cash balance and Payroll Protection Program loans.

Headline financials

Total Revenue

$47.9M

Previous: $44.8M+6.8%
EPS (adj)

$0.74

Previous: $0.78-5.1%
Net Interest Margin

3.2%

No prior period
Efficiency Ratio

60.3%

No prior period
Leverage Ratio

8.4%

No prior period
CET1 Capital Ratio

10.2%

No prior period
Tier 1 Capital Ratio

10.7%

No prior period
Total Capital Ratio

12.7%

No prior period
Capital Expenditures

-$2.8M

Previous: -$2.37M-18.3%
Free Cash Flow

$17.5M

Previous: $38.8M-54.9%
Net Income

$12.3M

Previous: $12.8M-4.4%
Operating Income

$24.3M

Previous: $19.3M+25.8%
Gross Profit

$43.9M

Previous: $43M+2.0%
Cash & Equivalents

$282M

Previous: $137M+106.2%
Total Assets

$4.96B

Previous: $4.33B+14.5%
Stock-Based Comp

$289K

Previous: $393K-26.5%

Revenue & EPS history

Financial Institutions · Revenue · Quarterly

$47.9M

Q3 2020+6.8%vs Q3 2019
Beat estimate in 10 of 16 quarters(63%)
ActualEstimate

Revenue by segment

Financial Institutions · $8.03M total across 9 segments · Q3 2020

  • Investment Advisory
    $2.44M
  • Loan Sale Gains
    $1.58M
  • Insurance Income
    $1.36M
  • Deposit Fees
    $1.25M
  • Other
    $1.02M
  • COLI Income
    $470K
  • Loan Servicing
    $49K
  • Tax Credit Loss
    -$40K
  • Limited Partnerships
    -$105K

Forward guidance

No specific forward guidance was provided in the document.

Historical earnings impact

How earnings announcements have historically affected this stock's price.

Avg. return before/after earnings

Based on 20 quarterly earnings reports · overlaid with Q3 2020

Historical avgQ3 2020

+0.8%

Avg return

Earnings day

+2.4%

Avg return

5 days after

+2.7%

Avg return

30 days after

64%

42 / 66 earnings

Positive

+12.3%

Q3 2020

Best reaction

-15.4%

Q1 2020

Worst reaction

Earnings price reactions
QuarterReport dateReaction (Day 0)+5 days+30 days
Q1 2026+1.5%-0.4%+3.5%
Q4 2025+0.2%+5.6%-4.7%
Q3 2025+9.4%+9.2%+11.3%
Q2 2025-2.3%-1.7%+2.5%
Q1 2025+5.8%+8.9%+6.9%
Q4 2024-2.9%+0.4%-15.2%
Q3 2024-6.2%-4.4%+8.9%
Q2 2024+8.6%+16.1%+9.2%
Q1 2024-1.0%-3.1%+1.2%
Q4 2023-6.7%-5.2%-18.3%
Q3 2023+0.0%+1.9%+14.9%
Q2 2023+9.4%+5.7%-2.4%
Q1 2023+0.4%-0.3%-4.4%
Q4 2022+2.3%+6.0%+3.5%
Q3 2022-1.0%-7.7%-3.0%
Q2 2022-0.5%-2.1%-0.7%
Q1 2022-1.1%-2.2%-2.0%
Q4 2021+1.9%+1.7%+0.5%
Q3 2021+2.4%+3.4%-0.3%
Q2 2021+0.7%+4.1%+10.1%
Q1 2021+5.4%+9.9%+8.2%
Q4 2020+1.2%+10.7%+21.0%
Q3 2020+12.3%+19.1%+32.1%
Q2 2020+4.5%+6.3%+17.3%
Q1 2020-15.4%-18.6%-14.2%
Q4 2019+2.4%+1.8%-10.6%
Q3 2019+3.1%+3.3%+5.8%
Q2 2019+4.2%+3.0%-1.4%
Q1 2019+0.6%+2.9%-3.5%
Q4 2018+0.4%+1.4%+11.1%
Q3 2018+4.1%+8.1%+9.6%
Q2 2018-0.9%-2.9%+0.3%
Q1 2018+0.3%+0.2%+2.5%
Q4 2017+2.3%+3.4%-0.2%
Q3 2017+4.2%+9.5%+6.8%
Q2 2017-2.6%-2.8%-9.4%
Q1 2017-1.9%-3.2%-10.0%
Q4 2016+3.2%+5.3%+8.3%
Q3 2016+2.4%+2.9%+16.1%
Q2 2016+0.3%-0.1%-1.7%
Q1 2016+3.0%
Q4 2015+0.4%
Q3 2015+2.4%
Q2 2015-0.8%
Q1 2015+2.7%
Q4 2014-1.4%
Q3 2014-0.9%
Q2 2014-3.8%
Q1 2014-0.5%
Q4 2013+1.1%
Q3 2013+3.8%
Q2 2013+0.3%
Q1 2013-2.3%
Q4 2012-0.2%
Q3 2012-2.8%
Q2 2012+0.9%
Q1 2011+0.6%
Q1 2012+4.3%
Q4 2010+1.7%
Q4 2009+1.7%
Q4 2011+1.7%
Q3 2010-4.4%
Q3 2011-4.4%
Q2 2011+1.6%
Q2 2010+1.6%
Q1 2010-1.9%

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