NYSE$SF

Stifel Financial Corporation · Q3 2021 earnings

Q3 2021 earnings · · Investor relations

Briefing

Stifel's financial performance for Q3 2021 was strong, with record net revenues and client assets, driven by growth in both Global Wealth Management and Institutional Group segments.

Stifel Financial Corp. reported a strong Q3 2021, with net revenues of $1.1 billion and net income available to common shareholders of $182.7 million, or $1.54 per diluted common share. The company's performance was driven by strong results in both its Global Wealth Management and Institutional Group segments, leading to the second-highest net revenue and EPS in the company's history.

  • Net revenues increased by 30% compared to the year-ago quarter, reaching $1.1 billion.
  • Earnings per share rose to $1.54, a 59% increase over the previous year.
  • Client assets reached a record $407.0 billion, marking a 25% increase from the year-ago quarter.
  • Global Wealth Management and Institutional Group both reported strong revenue growth, contributing to overall success.

Headline financials

Total Revenue

$1.15B

Previous: $897M+28.7%
EPS (adj)

$1.65

Previous: $1.06+55.7%
Client Assets

$407B

Previous: $325B+25.2%
Fee-Based Assets

$150B

Previous: $115B+30.7%
Free Cash Flow

$192M

Previous: $121M+59.6%
Net Income

$192M

Previous: $121M+59.6%
Operating Income

$851M

Previous: $602M+41.3%
Gross Profit

$1.14B

Previous: $862M+32.2%
Cash & Equivalents

$2.05B

Previous: $1.72B+19.7%
Total Assets

$30.8B

Previous: $25.5B+20.6%

Revenue & EPS history

Stifel · Revenue · Quarterly

$1.15B

Q3 2021+28.7%vs Q3 2020
Beat estimate in 13 of 16 quarters(81%)
ActualEstimate

Revenue by segment

Stifel · $1.15B total across 2 segments · Q3 2021

  • Global Wealth Mgmt
    $656M+24.4%
  • Institutional Group
    $492M+35.5%

Forward guidance

Stifel remains well positioned to continue and build upon our decades long growth

Tailwinds

  • Strength of recruiting pipeline
  • Strength of investment banking pipelines
  • Leverage to higher interest rates

Historical earnings impact

How earnings announcements have historically affected this stock's price.

Avg. return before/after earnings

Based on 20 quarterly earnings reports · overlaid with Q3 2021

Historical avgQ3 2021

+0.1%

Avg return

Earnings day

+1.6%

Avg return

5 days after

+3.8%

Avg return

30 days after

54%

37 / 68 earnings

Positive

+9.4%

Q1 2016

Best reaction

-11.8%

Q1 2020

Worst reaction

Earnings price reactions
QuarterReport dateReaction (Day 0)+5 days+30 days
Q1 2026-6.0%-5.5%-11.8%
Q4 2025+0.0%-1.7%-12.1%
Q3 2025+3.8%+5.9%+4.1%
Q1 2025-3.9%-0.1%+8.2%
Q4 2024+2.1%-2.0%-7.8%
Q3 2024+3.7%+4.6%+15.6%
Q2 2024+5.2%+5.6%+6.3%
Q1 2024+0.8%+3.7%+4.1%
Q4 2023+4.8%+5.4%+8.3%
Q3 2023-4.5%-2.7%+6.3%
Q2 2023-3.6%-1.9%-1.6%
Q1 2023+1.9%+1.0%-2.2%
Q4 2022+5.3%+5.1%+6.0%
Q3 2022+7.4%+13.5%+18.8%
Q2 2022-0.8%-0.1%+3.7%
Q1 2022+4.3%+0.6%+2.0%
Q4 2021+8.3%+12.2%+11.6%
Q3 2021-4.6%-3.7%-5.7%
Q2 2021+3.6%+1.5%+8.9%
Q1 2021+0.2%-0.9%-1.0%
Q4 2020+1.5%+1.9%+17.2%
Q3 2020-4.2%-5.0%+17.9%
Q2 2020+4.2%+4.9%+10.7%
Q1 2020-11.8%-13.2%-0.3%
Q4 2019+3.2%+6.6%-13.2%
Q3 2019-4.0%+2.5%+7.2%
Q2 2019-1.0%-6.9%-11.1%
Q1 2019-1.0%+1.1%-6.9%
Q4 2018+6.8%+8.1%+15.8%
Q3 2018+6.1%+10.7%+12.2%
Q2 2018+4.2%+4.5%+6.4%
Q1 2018+0.4%-1.8%+1.9%
Q4 2017+3.2%-0.8%-3.4%
Q3 2017+2.0%+2.3%+6.8%
Q2 2017+1.4%-0.7%-6.0%
Q1 2017-1.0%-1.7%-12.8%
Q4 2016+4.8%+7.7%+9.1%
Q3 2016-4.7%-3.0%+25.8%
Q2 2016+4.2%+6.1%+10.2%
Q1 2016+9.4%
Q4 2015-7.8%
Q3 2015-6.0%
Q2 2015-2.4%
Q1 2015-1.5%
Q4 2014+6.9%
Q3 2014-2.0%
Q2 2014-1.0%
Q1 2014+0.4%
Q4 2013-1.1%
Q3 2013+2.6%
Q2 2013+3.2%
Q1 2013-3.4%
Q4 2012-7.4%
Q3 2012+1.8%
Q2 2012+1.0%
Q1 2012-6.4%
Q4 2011-2.5%
Q3 2011-6.5%
Q2 2011+1.6%
Q1 2010-3.2%
Q1 2011+0.1%
Q4 2008-2.1%
Q4 2010-2.1%
Q3 2009+1.6%
Q3 2010+1.6%
Q2 2010-3.3%
Q2 2009-3.3%
Q4 2009-3.3%

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